Ginnie Mae Pass-Through certificates are U.S. Government guaranteed, so trades settle in Fed Funds. (TIPS are usually purchased in tax qualified retirement plans that are tax-deferred. All of the following are true statements regarding Treasury Bills EXCEPT: A. T-Bills are issued in bearer form in the United States B. T-Bills are registered in the owner's name in book entry form C. T-Bills are issued at a discount D. T-Bills are non-callable. A. A customer buys a $1,000 par Treasury Inflation Protection security with a 4% coupon and a 10 year maturity. Each tranche has a different expected maturity, All of the following statements are true about "plain vanilla" CMO tranches EXCEPT: GNMA pass through certificates are guaranteed by the U.S. Government, All of the following statements are true about the Government National Mortgage Association Pass-Through Certificates EXCEPT: Planned Amortization Class III. 94 III. B. When interest rates rise, prepayment rates rise C. Treasury STRIP Each receipt is, essentially, a zero-coupon obligation, that is purchased at a discount, and which is redeemable at par at a pre-set date. individual wishing to avoid reinvestment risk, money market funds It gets no payments until all prior tranches are retired. CMO issues have the same market risk as regular pass-through certificates. C. security which is backed by real property and/or a lien on real estate lower prepayment risk This is true because when the certificate was purchased, assume that the average life of the underlying 15 year pool (for example) was 12 years. Again, these are derived via a formula. I when interest rates fallII when interest rates riseIII so they can refinance at lower ratesIV so they can refinance at higher rates. There is no such thing as an AAA+ rating; AAA is the highest rating available. d. the securities are purchased at par, All of the following are true statements regarding both treasury bills and treasury receipts EXCEPT: GNMA securities are guaranteed by the U.S. Government. A. receives payments prior to all other tranchesB. IV. I. interest rates are falling III. The service limit is set by Oracle based on the pricing model. III. Which statement is TRUE about PO tranches? D. the same level of prepayment risk but a higher level of extension risk than a Planned Amortization Class, the same level of prepayment risk but a higher level of extension risk than a Planned Amortization Class, Which statements are TRUE regarding Z-tranches? If Treasury bill yields are dropping at auction, this indicates that: B. Freddie Mac is an issuer of mortgage backed pass-through certificates IV. Conventional Treasury Bonds are subject to this risk, since interest payments are received semi-annually. I. CMOs receive the same credit rating as the underlying pass-through securities held in trust which statements are true about po tranches February 11, 2022 by 2) After slice and dice into many tranches, in order to sell them, each tranch (product) is manipulated to let it price more than it is actually worth, thus further squeezing additional profits. Mortgage backed pass-through certificates are "paid off" in a shorter time frame than the full life of the underlying mortgages. Each CMO tranche has an expected maturity, but the actual repayments are based on the rate of principal repayments that come in from the underlying mortgages - and this rate can vary. However, if prepayment rates slow, the TAC absorbs the available cash flow, and goes in arrears for the balance. Government agency securities are quoted in 32nds, similar to U.S. Government securities. Because a PAC is relieved of both of these risks, it has the lowest risk and trades at the lowest yield. Governments. when interest rates fall, prepayment rates rise, CMO "planned amortized classes" (PAC tranches): I Trades bypass the floor broker II Trades can be effected more efficiently and at lower cost III Orders can be accepted up to certain size limits IV Orders can be executed at faster speed I, II, III, and IV Finally, each American Depositary Receipt represents a fixed number of foreign shares held in trust. Newer CMOs divide the tranches into PAC tranches and Companion tranches. Principal is paid after all other tranches, Interest is paid after all other tranches IV. Accrued interest on the certificates is computed on a 30 day month / 360 day year basis, The certificates are quoted on a percentage of par basis IV. The securities are purchased at a discount II. C. discount bond A floating rate CMO tranche has an interest rate that varies, tied to the movements of a recognized interest rate index, like LIBOR. \quad\quad\quad\textbf{Stockholders' Equity}\\ Collateralized mortgage obligations may be backed by all of the following securities EXCEPT: This occurs because when market interest rates rise, the rate of prepayments falls (extension risk) and the maturity lengthens. D. each tranche has a different level of interest rate risk, each tranche has a different credit rating, Which of the following statements are TRUE regarding CMO "Planned Amortization Classes" (PAC tranches)? C. U.S. Government Agency Securities trade flat T-Bills trade at a discount from par CMOs have investment grade credit ratings III. When the bond matures, the holder receives the higher principal amount. a. CMOs are available in $1,000 denominations Treasury BillB. rated based on the credit quality of the underlying mortgages 8/32nds = 1/4th = .25% of $1,000 par = $2.50. receives payments after all other tranchesC. Treasury "TIPS" are Treasury Inflation Protection Securities - the principal amount of these securities is adjusted upwards with the rate of inflation. An IO is an Interest Only tranche. All government and agency securities are quoted in 32nds D. Series EE Bonds. Ch.2 - *Quiz 2. II. However, Interest Only tranche is quite different from a typical bond, simply because when market interest rate increases the rate of prepayment decreases, which in turn makes the rate of maturity to be longer. Collateralized mortgage obligation tranches that are available to the public are generally rated: A government securities dealer quotes a 3 month Treasury Bill at 5.00 Bid - 4.90 Ask. TACs do not offer the same degree of protection against extension risk as do PACs during periods of rising interest rates - hence their prices will be more volatile during such periods. III. You have to complete all course videos, modules, and assessments and receive a minimum score of 75% on each assessment to receive credit. The loan to value ratio is a mortgage risk measure. The note pays interest on Jan 1 and Jul 1. the U.S. Treasury issues 13 week T- BillsC. Determine the missing lettered items. CMO "Planned Amortization Classes" (PAC tranches): The Stanford-Binet test scores are well modeled by a Normal model with a mean of 100 and a standard deviation of 16. Instead of being backed by mortgages guaranteed by Fannie, Freddie or Ginnie, they are backed by private label mortgages - meaning mortgages that do not qualify for sale to these agencies (either because the dollar amount of the mortgage is above their purchase limit or they do not meet Fannie, Freddie or Ginnies underwriting standards). I. coupon rate is adjusted to 9% Its price moves just like a conventional long term deep discount bond. Treasury Bonds d. CAB, Which treasury security is NOT sold on a regular auction schedule? c. the trade will settle in Fed Funds These trades are settled through NSCC - the National Securities Clearing Corporation. D. Freddie Mac debt issues are directly guaranteed by the U.S. Government. Companion tranches are the "shock absorber" tranches, that absorb prepayment risk out of a TAC (Targeted Amortization Class) tranche; or both prepayment risk and extension risk out of a PAC (Planned Amortization Class) tranche. The bonds are issued at a discount CMOs divide the cash flows into tranches of varying maturities; and apply prepayments sequentially to the tranches in order of maturity. Treasury Bills When compared to plain vanilla CMO tranches, Planned Amortization Classes have: CMOs are often quoted on a yield spread basis to similar maturity: Interest received from all of the following securities is exempt from state and local taxes EXCEPT: Which statements are TRUE regarding Treasury STRIPS? III. D. 50 mortgage backed pass through certificates at par. serial structures taxable at maturity. a. not taxable Freddie Mac pass through certificates are not guaranteed by the U.S. Government (unlike GNMA pass through certificates). A. Collateralized mortgage obligation values are derived from the underlying mortgage backed pass-through certificates held in trust by recutting the cash flows and applying them to the CMO tranches. Approximately how much will the customer pay, disregarding commissions and accrued interest? If prepayments increase, they are made to the Companion class first. \end{array} A Targeted Amortization Class (TAC) is a variant of a PAC. The Federal Reserve would permit which of the following to be "primary" U.S. Government securities dealers? PACs differ from TACs in that TACs do not offer protection against a decrease in prepayment speedsC. Because no interest payments are received, the bond is not subject to reinvestment risk - the risk that interest rates will drop and the interest payments will be reinvested at lower rates. Income from REITs is fully taxable as well. actual maturity of the underlying mortgages. These represent a payment of both interest and principal on the underlying mortgages. He wants to receive payments over a minimum 10-year investment time horizon. Accrued interest on the certificates is computed on an actual day month / actual day year basis The collateral backing private CMOs consists of: A. private placements offered under Regulation DB. CMO issues are more accessible to individual investors than regular pass-through certificatesD. PAC tranches reduce prepayment risk to holders of that tranche D. FNMA bond. B. Domestic broker-dealers I PACs are similar to TACs in that both provide call protection against increasing prepayment speedsII PACs differ from TACs in that TACs do not offer protection against a decrease in prepayment speedsIII PAC holders have a degree of protection against extension risk that is not provided to TAC holdersIV TAC pricing will be more volatile compared to PAC pricing during periods of rising interest rates, A. I onlyB. A mortgage-backed security (MBS) that goes through this processseparating the interest and. Kabuuang mga Sagot: 2 . CMOs are subject to a lower degree of prepayment risk than the underlying pass-through certificates. purchasing power risk IV. Trading is confined to the primary dealers Each tranche has a different level of market risk b. Thus, there is no purchasing power risk with these securities. f(x)=4 ; x=0 B. less than the rate on an equivalent maturity Treasury Bond If interest rates rise, then the expected maturity will lengthen III. When interest rates rise, the price of the tranche risesC. Homeowners will prepay mortgages when interest rates fall, so they can refinance at more attractive lower current rates. Both securities are sold at a discount Thus, the price movement of that specific tranche, in response to interest rate changes, more closely parallels that of a regular bond with a fixed repayment date. If this distribution well models the applicant pool, a randomly chosen applicant would have what probability of scoring in the following regions? A. a dollar price quoted to a 4.90 basis CDO tranches are: FHLB, A collateralized mortgage obligation is best defined as a(n): Surrounding this tranche are 1 or 2 Companion tranches. All pass through certificates pass on the monthly mortgage payments received from the pooled mortgages to the certificate holders. Treasury Bills are not subject to reinvestment risk because they are essentially short term "zero-coupon" obligations. This makes CMOs more accessible to small investors. III. Extended maturity risk on the same day as trade date Interest is paid semi-annually II. All of the following securities would be used as collateral for a collateralized mortgage obligation EXCEPT: A. Treasury STRIP. Because a PAC is relieved of both of these risks, it has the lowest risk and trades at the lowest yield. Each tranche has a different yield in varying dollar amounts every month b. In periods of inflation, the principal amount received at maturity will be par Treasury STRIPS are not a derivative, because the value of the coupons "stripped" from the Treasury bonds is a direct correlation to the interest payments received from the underlying U.S. Government securities. can be backed by sub-prime mortgages a. Z-tranche D. the setting of a fixed interest rate for the pool of mortgages backing the security, A pass through certificate is best described as a: A. reduce prepayment risk to holders of that tranche The housing bubble that ended badly in 2008 with a market crash was fueled by massive issuance of sub-prime mortgages to unqualified home buyers, that were then packaged into CDOs and sold to unwitting institutional investors who relied on the credit rating assigned by S&P or Moodys. b. they are "packaged" by broker-dealers If the principal amount of a Treasury Inflation Protection Security is adjusted upwards due to inflation, the adjustment amount is taxable in that year as ordinary interest income. represent a payment of both interest and principal C. When interest rates rise, the interest rate on the tranche falls The rate of return on the bonds is "locked in" at purchase since the discount represents the compounded yield to be earned over the life of the bond. C. real interest rate 2/32nds = .0625% of $1,000 par = $.625. Agency obligations have the direct backing of the US government Market Value The CMO is rated dependent on the credit quality of the mortgages underlying mortgage backed pass through securities held in trust Which of the following securities has the lowest level of credit risk? They are sold at auction by the Treasury on an "as needed" basis to meet unexpected cash shortfalls, so they are not part of the regular auction cycle. quarterlyC. II and IV. d. Congress, All of the following are true statements about treasury bills EXCEPT: Which CMO tranche has the least certain repayment date? There is usually a cap on how high the rate can go and a floor on how low the rate can drop. III. CMOs receive the same credit rating (AAA or AA) as the underlying mortgage backed pass-through certificates held in trust. Call and put options are the most basic derivative - option values are derived from the price movements of the underlying stock, in addition to time premiums on the contracts. B. When all of the interest is paid, the "notional principal" has been brought to par and the security is now paid off. $81.25 Which is the most important risk to discuss with this client? C. each tranche has a different credit rating D. $325.00. During periods of falling interest rates, prepayments of mortgages in a pool are applied pro-rata to all holders of pass-through certificates. II. Principal repayments on a CMO are made: TACs do not offer the same degree of protection against "extension risk" as do PACs during periods of rising interest rates - hence their prices will be more volatile during such periods. I. Besides, these portions of bonds or mortgages have varying amounts of risk and maturity. $81.25 All of the following statements are true about "plain vanilla" CMO tranches EXCEPT: A. each tranche has a different maturity B. each tranche has a different yield C. each tranche has a different credit rating D. each tranche has a different level of interest rate risk. III. C. 10 mortgage backed pass through certificates at par III. B. the certificates are available in $1,000 minimum denominations III. Foreign broker-dealers All of the following statements are true about Treasury Bills EXCEPT: A. the U.S. Treasury issues 1 week T- BillsB. IV. The spread between the bid and ask is 8/32nds. Posted at 02:28h in espace o diner saint joseph by who has authority over the sheriff in texas combien de fois le mot pardon dans la bible Likes asked Jul 31, 2019 in Agile by sheetalkhandelwal. If interest rates rise, then homeowners will defer moving at the anticipated rate, since they have a good deal with their existing mortgage. CMOs are available in $1,000 denominations, as opposed to pass-through certificates that are $25,000 denominations. Real Estate Investment TrustD. The portfolio is assembled by a broker-dealer, who sells receipts representing ownership of the interest. I When interest rates rise, maturities will lengthenII When interest rates fall, maturities will shortenIII When interest rates rise, holders are subject to prepayment riskIV When interest rates fall, holders are subject to extension risk. I. treasury bills Treasury BondD. If interest rates drop, homeowners will refinance their mortgages, increasing prepayment rates on CMOs A PAC offers protection against both prepayment risk (prepayments go to the Companion class first) and extension risk (later than expected payments are applied to the PAC before payments are made to the Companion class). A TAC is a variant of a PAC that has a higher degree of prepayment risk A. The collateral backing private CMOs consists of: PACs protect against extension risk, by shifting this risk to an associated Companion tranche. \textbf{For the Year Ended December 31, 2013, 2014 and 2015}\\ 2 mortgage backed pass through certificates at par Thus, PACs have lower prepayment risk than plain vanilla CMO tranches. Collateral trust certificates are directly issued by corporations - these are not derivative investments. What is the current yield, disregarding commissions? Federal Home Loan Bank Bonds. When interest rates rise, mortgage backed pass through certificates fall in price - at a faster rate than for a regular bond. All of the following are true statements regarding revenue bonds EXCEPT: A) issuance of the bonds is dependent on earnings requirements. I. For most investors this is too much money to invest, so they buy shares of a Ginnie Mae mutual fund instead. The market has never recovered. T-Bills are the most actively traded money market instrument, T-Bills can be purchased directly at weekly auction Fannie Maes. CMOs have a serial structure since they are divided into 15 - 30 maturities known as tranches; CMOs are rated AAA; and CMOs are more accessible to individual investors since they have $1,000 minimum denominations as compared to $25,000 for pass-through certificates. I, II, IIID. Equipment Trust Certificate If a customer buys 5 T-notes on Monday, Mar 31st in a regular way trade, how many days of accrued interest are owed to the seller? If prepayments increase, they are made to the Companion class first. For example, 30 year mortgages are now typically paid off in 10 years - because people move. Thus, the prepayment rate for CMO holders will increase. C. Agency CMOs take on the credit rating of the underlying agency securities while Private Label CMOs are assigned credit ratings by independent credit ratings agencies In periods of deflation, the amount of each interest payment will decline b. planned securitization alogorithm Treasury Receipts, All of the following are true statements about U.S. Government Agency securities EXCEPT: Ginnie Mae is backed by the guarantee of the U.S. Government, making it the highest credit rated agency security. Treasury Bills are quoted on a yield basis. D. Treasury Stock, Which statements are TRUE when comparing Treasury Bills to Treasury STRIPS? default risk, A 5 year, 3 1/4% treasury note is quoted at 101-4 - 101-8. II. A customer has heard about the explosive growth in China and wants to make . 24/32nds = .75, so the bond is quoted at 95.75% of $1,000 par value = $957.50. The PAC tranche is a Planned Amortization Class. Surrounding this tranche are 1 or 2 Companion tranches. d. this trade will settle next business day if performed "regular way", the yield to maturity will be higher than the current yield, Which of the following are TRUE statements regarding treasury bills?
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