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Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Senior Executive Vice President Dana W. Nolan Corporate governance is my passion. 205-264-4551 Prior to that, Danella led Private Wealth Management. Keenan earned a bachelors degree in Political Science from Furman University. In that role, she led a team of over 450 global professionals running critical compliance, trade, IP, labor, and transactional support for GE globally. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. All rights reserved. Jeremy King | Discover the four best practice approaches in investigation management. Design a human-centric compliance culture. Senior Executive Vice President Chief Human Resources Officer. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. 2023 Regions Bank. He was named president in December 2017. 8 a.m. 5 p.m. GMT Prior to that role he was Head of Strategic and Corporate planning. Average salary for Santander Chief Compliance Officer in Braunton: 45,828. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. In 2006, he led the HR integration during the Regions/AmSouth merger. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. Prior to assuming her current role, she was named associate director of investor relations in 2010. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. Deputy Chief Risk Officer and Chief Credit Officer. Ronald G. Smith In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Andrew Nix will join Regions as chief governance officer on March 17. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Tammy Ridley, SVP, CAMS - Chief Compliance Officer - Regions - LinkedIn Herron has served in senior risk and business roles, including Head of Credit Review and Area President for North Alabama, East Tennessee and Middle Tennessee. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. The LifeGreen color is a trademark of Regions Bank. Hope Dmuchowski Chief Financial Officer. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. He is a member of the banks Executive Leadership Team. Nationally, he has served on the ABA Standing Committee of the Federal Judiciary (Eleventh District) and the Standing Committee on Alternative Dispute Resolution. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. A native of Wedowee, Alabama, Nix earned a Juris Doctor degree from the University of Alabama School of Law and a Bachelor of Science degree in Business Administration-Finance from Auburn University. Dave Keenan is Chief Administrative and Human Resources Officer and is a member of the Executive Leadership Team. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Deron Smithy serves as Regions Treasurer. Jeremy D. King She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Chief Legal Officer and Corporate Secretary. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. and In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. By Jeremy King | February 9, 2021. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. By clicking the "Access Your Download" button, you are agreeing to the By clicking the "" button, you are agreeing to the Chief Digital Officer. In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. John Turner is president and chief executive officer of Regions Financial Corporation. Senior Executive Vice President Senior Executive Vice President Regions Bank is an Equal Housing Lender and Member FDIC. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Chief Governance Officer and Assistant Corporate Secretary. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Prior to assuming his current role, he. The LifeGreen color is a trademark of Regions Bank. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. William D. Ritter Bill Ritter serves as Head of the Wealth Management group. Senior Executive Vice President Executive Vice President Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. She also serves as vice president and program chair. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Ritter is a member of Regions Executive Leadership Team. Danella joined Regions in 2015 as the Wealth Strategy and Effectiveness Executive, responsible for overseeing the development and implementation of business strategies across the Regions Wealth Management Group. BIRMINGHAM, Ala.-- ( BUSINESS WIRE )-- Regions Bank . Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Program Strategy, Planning & Governance is responsible for oversight of the Compliance Program strategy and execution, Compliance regulatory deliverables, as well as . He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. Regions Bank Names Andrew Nix as Chief Governance Officer The Chief Compliance Officer | Deloitte US He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Questions about becoming a Gartner client? She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. Bank compliance officers evaluate policies/procedures and ensure they . Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Before joining Regions in 2008, Smithy served 15 years at Wachovia Corporation. Reserve Bank of India - Notifications She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop actionable risk guidance. (Photo: Business Wire). Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. She joined Regions in 2003 to lead Consumer Credit Risk. Andrew Nix will join Regions as chief governance officer on March 17. Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. He is a member of Regions Executive Leadership Team. Scott M. Peters She is also responsible for managing the companys relationships with credit rating agencies. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. Peters holds a bachelors of science degree in Marketing from the University of Connecticut, Storrs, Connecticut. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. for the Southeastern Chapter of the Society for Corporate Governance. Sorry, No data match for your criteria. By clicking the "Submit" button, you are agreeing to the Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). He is a member of the banks Executive Leadership Team. Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. September 13 Law and regulation Danella earned a bachelors degree in Economics and English from Vanderbilt. Prior to joining Regions in 2018, Misra was the Chief Data Science Officer for CenturyLink, leading a geographically distributed team focused on solving big data problems for customers using machine learning/AI & statistical techniques. Chief Transformation Officer. Andy Hernandez is Chief Digital Officer for Regions. December 09, 2020, 1:13 p.m. EST 1 Min Read. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Commercial Banking includes clients with revenues between $1MM and $250MM. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). He is also a member of the United Ways Tocqueville Society. Birmingham's largest bank has added a new leader to its ranks. Officers & Directors | Renasant Corporation In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Prior to Frito-Lay, Keenan served in the U.S. Army as a Captain for four years. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. Core Product Marketing. The $164 billion-asset Birmingham, Alabama, bank recently named Scott Peters, formerly the head of the institution's consumer banking . She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. He is a member of the Regions Executive Leadership Team. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Youre about to leave Regions to use an external site. ET Head of Consumer Banking Group. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President. Smith is a member of the companys Executive Leadership Team. Member FDIC. She joined Regions in July 2015 as the Wealth Strategy and Effectiveness Executive. Bill Ritter serves as Head of the Wealth Management group at Regions. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Andrews experience and insights will help us build on these accomplishments. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. David Popwell President, Specialty Banking . Save time and execute with confidence when creating your strategic plan for compliance. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Regions News on Twitter: @RegionsNews. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Boots Gale, III is general counsel and corporate secretary for Regions. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Tammy LoCascio . Turner previously served on Public Affairs Research Council of Alabama and is a former chairman of the Mobile Area Chamber of Commerce, the Mobile Area Education Foundation and the United Way of Southwest Alabama. Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. She assists in setting strategy for the risk group as well as working closely with the Chief Risk Officer in developing and implementing controls and cost-effective approaches to minimize the Banks risk. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. New compliance officers face an overwhelming amount of tasks during their first few months. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Senior Executive Vice President Regions Bank names Maynard attorney Andrew Nix chief governance officer Yours faithfully, (Ajay Kumar Choudhary) Chief General Manager. He serves on the Public Affairs Research Council of Alabama, A Plus Education Foundation and Infirmary Health System boards. 2023Gartner, Inc. and/or its affiliates. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. CCOs must monitor and respond to changes in compliance risks. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Senior Executive Vice President Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. John B. Owen Monday through Friday. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. Head of Corporate Real Estate and Procurement. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. You should consult privacy disclosures at the linked website for further information. Santander Chief Compliance Officer Salaries in Braunton Head of Consumer Banking Group. Chief Financial Officer. In her position as chief governance officer, Mehlman advises the Board of Directors and executive management on emerging and leading governance practices, as well as matters related to Environmental, Social, and Governance (ESG). He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. She was responsible for leading a team of Private Wealth Management professionals providing banking, trust and investment management services to affluent and high-net-worth individuals and families. Most recently, Danella served as Head of Private Wealth Management. She currently holds Series 79, Series 63 and Series 24 licenses.